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What hapenned
In this case, the root cause of data breach primarily stems from human error and misconfiguration. Even well-established financial advisory firms can experience breaches if employees make small mistakes, such as incorrectly setting up security controls or failing to follow best practices. These errors can open the door for attackers who then gain access to sensitive client information. Additionally, when security settings are not regularly updated or audited, they create vulnerabilities that hackers can easily exploit.
The issue was compounded by:
For financial firms keen on preventing similar breaches, it is essential to periodically update security protocols and thoroughly train staff on cybersecurity best practices. Partnering with a reputable consulting and readiness-assessment firm like OCD Tech can help companies identify and fix potential vulnerabilities before they are exploited.
Adopting a comprehensive approach to cybersecurity includes:
Six practical self-check steps your organization can take to strengthen defenses and reduce the risk of similar incidents

How to prevent
In this instance, the breach resulted from misconfigured remote access software, inadequate patch management, and insufficient network segmentation. OCD Tech would have prevented the incident by:
OCD Tech’s strategy was centered on addressing the exact factors that led to the breach. This included:


What hapenned
This comprehensive approach ensures that even if a breach occurs, the organization is well-prepared to minimize damage, learn from the incident, and fortify its defenses for the future.

Audit. Security. Assurance.
IT Audit | Cybersecurity | IT Assurance | IT Security Consultants – OCD Tech is a technology consulting firm serving the IT security and consulting needs of businesses in Boston (MA), Braintree (MA) and across New England. We primarily serve Fortune 500 companies including auto dealers, financial institutions, higher education, government contractors, and not-for-profit organizations with SOC 2 reporting, CMMC readiness, IT Security Audits, Penetration Testing and Vulnerability Assessments. We also provide dark web monitoring, DFARS compliance, and IT general controls review.
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OCD Tech
25 BHOP, Suite 407, Braintree MA, 02184
844-623-8324
https://ocd-tech.com
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