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How to Perform Root Cause Analysis

Learn how to perform root cause analysis effectively with this step-by-step guide to identify and solve problems at their source.

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Reviewed by Jeff Harms

Director, Advisory Services at OCD tech

Updated Oct, 9

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How to Perform Root Cause Analysis

Perform Root Cause Analysis means systematically investigating an incident to identify its underlying causes and implementing changes to prevent future recurrences.

 

Deep Dive into Root Cause Analysis

 

Root Cause Analysis (RCA) is a structured process used to determine what happened, why it happened, and what can be done to prevent it from happening again. It focuses on identifying the fundamental issues behind a problem rather than just treating the symptoms.

When you start an RCA, you begin by gathering all available data and evidence about the incident. This means collecting logs, records, and any observations that might explain the event. If you ever need extra expertise or a readiness check, we at OCD Tech are experienced at evaluating and preparing systems for potential issues.

The next step is to break down the sequence of events. This often involves asking a series of "why" questions to drill deep into each contributing factor until you reach the root cause. This method, sometimes called the "5 Whys," helps ensure that you do not stop at the first answer but look deeper into underlying issues.

  • Data Collection: Assemble detailed information about the incident including timelines, error messages, and environmental factors. This stage sets the foundation for understanding the context and specifics of what went wrong.

  • Event Timeline Construction: Create a clear timeline of events leading up to the incident. This visual or written narrative helps pinpoint where the process failed.

  • Identifying Contributing Factors: Look for technical glitches, human errors, or external conditions that may have contributed. Consider all potential aspects such as software vulnerabilities, system misconfigurations, or procedural lapses.

  • Root Cause Determination: Continually ask “why” until you uncover the underlying issue that, if addressed, would prevent the recurrence of the problem.

  • Corrective Actions: Once the root cause is identified, develop and implement changes designed to fix the underlying issue, ensuring that the incident is not likely to happen again.

  • Verification and Follow-Up: After implementing corrective measures, monitor the situation to confirm that the problem has been fully resolved. This phase often involves testing and additional assessments to verify the solution's effectiveness.

Throughout this process, clear communication and documentation are critical. Keeping detailed records not only helps in the current analysis but also builds a knowledge base for future incidents. In our work at OCD Tech, we emphasize the importance of these practices to bolster readiness and robust cybersecurity defenses.

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Frequently asked questions

What services does OCD Tech provide?

OCD Tech offers a comprehensive suite of cybersecurity and IT assurance services, including SOC 2/3 and SOC for Cybersecurity reporting, IT vulnerability and penetration testing, privileged access management, social engineering assessments, virtual CISO (vCISO) support, IT general controls audits, WISP development, and compliance assistance for frameworks like CMMC, DFARS, and FTC Safeguards.

Which industries does OCD Tech serve?

OCD Tech specializes in serving highly regulated sectors such as financial services, government, higher education, auto dealerships, enterprise organizations, and not-for-profits throughout New England.

How long does an IT security assessment take?

Typically, OCD Tech’s on-site work spans 1–2 days, depending on complexity and number of sites, followed by 1–2 weeks of analysis and reporting to deliver clear, actionable recommendations.

Why should I get SOC 2 compliant?

SOC 2 reporting demonstrates to clients and prospects that an organization follows best-in-class controls over security, availability, processing integrity, confidentiality, and privacy—boosting trust, meeting RFP/due diligence requirements, and helping secure contracts. OCD Tech helps organizations achieve and maintain this compliance.

Can OCD Tech help me with federal cybersecurity regulations?

Yes—OCD Tech provides guidance for compliance with DFARS (NIST 800‑171), CMMC (Levels 1–3), and FTC Safeguards, ensuring organizations meet specific government or industry-based cybersecurity mandates.

What is a virtual CISO (vCISO), and do I need one?

A virtual CISO delivers strategic, executive-level cybersecurity leadership as a service. OCD Tech’s vCISO service is ideal for organizations lacking a full-time CISO and helps build programs, define policy, oversee risk, and guide security maturity.

Does OCD Tech offer ongoing security training or audits for staff?

Absolutely. OCD Tech provides tailored internal IT Audit training and security awareness sessions, plus annual reviews of Written Information Security Programs (WISP), such as Massachusetts 201 CMR 17 and other state or industry-specific controls.

Audit. Security. Assurance.

IT Audit | Cybersecurity | IT Assurance | IT Security Consultants – OCD Tech is a technology consulting firm serving the IT security and consulting needs of businesses in Boston (MA), Braintree (MA) and across New England. We primarily serve Fortune 500 companies including auto dealers, financial institutions, higher education, government contractors, and not-for-profit organizations with SOC 2 reporting, CMMC readiness, IT Security Audits, Penetration Testing and Vulnerability Assessments. We also provide dark web monitoring, DFARS compliance, and IT general controls review.

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25 BHOP, Suite 407, Braintree MA, 02184

844-623-8324

https://ocd-tech.com

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